Securities Act

Results: 34055



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11UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoDecember 18, 2017 The Securities and Exchange Commission (“Commission”) announced the temp

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoDecember 18, 2017 The Securities and Exchange Commission (“Commission”) announced the temp

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Source URL: www.sec.gov

Language: English - Date: 2017-12-18 17:45:53
    12APPENDIX B [Form ADV, Part 3:] 1 Instructions to Form CRS General Instructions Under rule 17a-14 under the Securities Exchange Act of 1934 and ruleunder the Investment Advisers Act of 1940, broker-dealers registe

    APPENDIX B [Form ADV, Part 3:] 1 Instructions to Form CRS General Instructions Under rule 17a-14 under the Securities Exchange Act of 1934 and ruleunder the Investment Advisers Act of 1940, broker-dealers registe

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    Source URL: www.sec.gov

    Language: English - Date: 2018-04-18 18:33:24
      13UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoJune 14, 2018 ADMINISTRATIVE PROCEEDING

      UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoJune 14, 2018 ADMINISTRATIVE PROCEEDING

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      Source URL: www.sec.gov

      Language: English - Date: 2018-06-14 15:51:14
        14Are you an informed investor? Private Placements In 2012 , Congress passed the JOBS Act, which directs the Securities and Exchange Commission (SEC) to implement rules that, among other things, allow general solicitation

        Are you an informed investor? Private Placements In 2012 , Congress passed the JOBS Act, which directs the Securities and Exchange Commission (SEC) to implement rules that, among other things, allow general solicitation

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        Source URL: asc.alabama.gov

        Language: English - Date: 2014-03-12 14:19:32
          15UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 4, 2018

          UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 4, 2018

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          Source URL: www.sec.gov

          Language: English - Date: 2018-05-04 11:06:58
            162014 United States Securities and Exchange Commission Washington, D.CForm 40-F Registration Statement pursuant to section 12 of the Securities Exchange Act of 1934

            2014 United States Securities and Exchange Commission Washington, D.CForm 40-F Registration Statement pursuant to section 12 of the Securities Exchange Act of 1934

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            Source URL: huskyenergy.com

            Language: English - Date: 2016-09-08 01:05:29
              17March 8, 2018 Press Release Daiwa Securities Group Inc. Results of Share Repurchase (Share repurchase under the provisions of the Articles of Incorporation pursuant to Article 459, Paragraph 1 of the Companies Act of Jap

              March 8, 2018 Press Release Daiwa Securities Group Inc. Results of Share Repurchase (Share repurchase under the provisions of the Articles of Incorporation pursuant to Article 459, Paragraph 1 of the Companies Act of Jap

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              Source URL: www.daiwa-grp.jp

              Language: English - Date: 2018-03-08 03:30:31
                18THE SDA TOKENS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”) AND MAY NOT BE SOLD OR TRANSFERRED EXCEPT IN ACCORDANCE WITH REGULATION S PROMULGATED UNDER THE ACT (“REGULATION S”

                THE SDA TOKENS HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”) AND MAY NOT BE SOLD OR TRANSFERRED EXCEPT IN ACCORDANCE WITH REGULATION S PROMULGATED UNDER THE ACT (“REGULATION S”

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                Source URL: www.dashbid.io

                Language: English - Date: 2018-03-29 18:58:51
                  19SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K (Mark One) [X] Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

                  SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 10-K (Mark One) [X] Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

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                  Source URL: www.annualreports.com

                  Language: English - Date: 2016-09-28 02:24:09
                    20APPENDIX I SUMMONS Sections 76 and 77 of the PEI Securities Act, R.S.P.E.ICap. S-3.1 IN THE MATTER OF

                    APPENDIX I SUMMONS Sections 76 and 77 of the PEI Securities Act, R.S.P.E.ICap. S-3.1 IN THE MATTER OF

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                    Source URL: www.iiroc.ca

                    Language: English - Date: 2017-10-04 16:13:42